As per the SEBI Investment Advisor Regulation 2013, the IA shall have a reasonable basis for believing that a recommendation or transaction entered into:
Meets the client’s investment objectives
Is such that the client is able to bear any related investment risks consistent with its investment
objectives and risk tolerance
Is such that the client has the necessary experience and knowledge to understand the risks involved
in the transaction.
After analyzing your risk profile, the services that are offered to you meets up all the above mentioned
criteria and concludes the following:
You understand the risk involved in Stock market trading
The service/services offered to you is/are only after scrutinizing the risk profile and observing all
the requirements which you have while making investment in stock market
You have willingly made the payment for the service/services keeping in check your financial
standing and assessing the capacity to absorb losses, whenever incurred.
We request you to kindly comprehend the above mentioned suitability assessment and provide us your
answer in affirmation or disagreement, as the case may be.